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Financial Services Commission
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41	The Financial Conduct Authority’s response to the European Commission Green Paper: Retail Financial Services Introduction The Financial Conduct Authority (FCA) is pleased to respond to the Commission’s Green Add to Reading List Source URL: www.fca.org.uk Language: English - Date: 2016-03-31 12:02:18 Consumer protection law Financial services Economy of the United Kingdom HM Treasury Financial Conduct Authority Consumer protection Informed consumer Mortgage Credit Directive Financial Ombudsman Service Payment Services Directive Choice Single market
42	ASTFS Industry Insight Sept2014 Add to Reading List Source URL: www.astfundsolutions.com Language: English - Date: 2014-10-06 16:17:31 Funds SEC filings Form 13F Institutional investors Investment Financial services Mutual fund Money market fund Investor U.S. Securities and Exchange Commission Investment management Hedge fund
43	Whitepaper : : Informed Decisions and the battle to engage the UK’s mass affluent investors iditm.com Add to Reading List Source URL: www.itmlimited.com Language: English - Date: 2015-08-03 09:16:29 Financial services Independent Financial Adviser Wealth management Financial adviser Investment fund Trail commission VouchedFor.co.uk
44	Phillip Treasury Fund - Phillip US Dollar Money Market Fund Prospectus Add to Reading List Source URL: phillipfunds.com Language: English - Date: 2016-03-31 03:17:44 Funds Investment Collective investment schemes Financial services Investment fund Money market fund Investment Company Act Unit trust Trust law Prospectus U.S. Securities and Exchange Commission Mutual fund
45	AFPAC Newsletter Asian Financial Partnership Center, Financial Services Agency April 2015 Vol. 2 Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2015-04-28 04:00:17 Cabinet Office Securities and Exchange Surveillance Commission Financial Services Agency Securities commission Financial literacy Financial regulation Asian Development Bank Institute Asian Development Bank
46	EUROPEAN COMMISSION Directorate-General for Financial Stability, Financial Services and Capital Markets Union INVESTMENT AND COMPANY REPORTING Brussels, 31 May 2016 Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2016-05-31 04:56:33 Auditing Audit committee Audit Joint audit External auditor Statutory auditor Chief audit executive Auditor independence
47	18 April2016 FSC OPINION: Royal Commission an unnecessary use of time and resources By Sally Loane The financial services sector has been under intense scrutiny in recent years. Since the GFC in 2009, there have been no Add to Reading List Source URL: www.fsc.org.au Language: English - Date: 2016-04-18 22:33:35 Financial adviser Industry superannuation Economy of Australia Financial regulation in Australia Australian Securities and Investments Commission
48	International Regulate March 2013 Editorial European Commission (EC) audit reforms continue to be subject to much debate and in many respects the discussions have become more political than principles Add to Reading List Source URL: www.bakertillycayman.com Language: English - Date: 2014-11-03 12:44:16 Auditing Corporate law Corporate governance International standards Materiality Audit Public Company Accounting Oversight Board Proxy firm SarbanesOxley Act International Auditing and Assurance Standards Board Assurance services Financial statement
49	D a v i s G r a h a m & S t u b b s L L P Add to Reading List Source URL: www.dgslaw.com Language: English - Date: 2013-08-15 17:48:13 76th United States Congress Investment Advisers Act Financial services Financial adviser Adviser U.S. Securities and Exchange Commission Securities Act Family office Securities Fraud Deterrence and Investor Restitution Act Qualified institutional buyer
50	F I N A N C I AL S ER VI CES P R AC TI CE Elevating regulatory strategy in financial services New regulation is reshaping the landscape for US financial-services players, yet many of them approach regulatory strategy in Add to Reading List Source URL: www.heidrick.com Language: English - Date: 2016-06-15 06:53:48 Systemic risk Financial markets Great Recession in the United States Financial regulation Consumer Financial Protection Bureau Corporate crime Financial Stability Oversight Council Systemically important financial institution Heidrick & Struggles Regulatory agency Financial Sector Legislative Reforms Commission

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